7th February 2020
FCA warnings a 'double-barrelled shot' at advice sector
Ken Davy, chairman of The SimplyBiz Group, has described recent warnings from the FCA as a "double-barrelled shot across the bows of the sector".
Regulation
Latest Regulation News
Regulators issue warning over unlawful personal data...
FCA reveals new board members
7th February 2020
Will FCA remedies for DB advice further reduce supply?
4th February 2020
FCA introduces new rules promoting execution-only mortgages
3rd February 2020
FCA yet to prosecute under 2017 money laundering rules
The FCA has not brought a single criminal prosecution against a firm or individual for breaching its new Money Laundering Regulations which came into effect in 2017.
Treasury considering further extension to mortgage...
29th January 2020
FCA fined over pension scheme failures
27th January 2020
Christopher Woolard becomes FCA's interim CEO
24th January 2020
FCA issues warning to advisers over unsuitable advice
21st January 2020
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