The Upper Tribunal has published its decision on Andrew Tinney, the former COO of Barclays Wealth, finding that he had behaved recklessly and breached his obligation to act with integrity, but that...

SIPP provider Berkeley Burke has been ordered to pay almost £1m in costs to investors whose money was invested in high-risk unregulated investments.

The FCA and The Pensions Regulator are issuing a new warning against fraud after finding that 42% of pension savers - the equivalent of 5 million people - are at risk of falling for common...

The Financial Ombudsman Service has ordered Advance Mortgage Funding to compensate a couple after it gave incorrect advice on Stamp Duty Land Tax which landed them with a extra charges of £30,000.

The Work and Pensions Committee has raised concerns about the number of staff at the FCA tackling scams after finding out that its dedicated scams team only consisted of approximately 10 people out...

Despite the FCA pursuing 19 investigations under the Senior Managers and Certification Regime, to date there has been only one successful enforcement action, research from Bovill shows.

The Bank of England and the Prudential Regulation Authority have finalised the last major piece of the UK's resolution regime for banks.

Specialist distributor First 4 Bridging has gained full FCA regulated status.

The FCA has outlined a ban on contingent charging for pension transfer advice as part of a new package of proposals.

The FCA fined Standard Life Assurance over £30 million for failures related to non-advised sales of annuities.