The regulator says it has taken longer than expected for some firms to make the required changes.

The new solution helps firms to comply with the FCA’s ‘3-Day Rule’.

The regulator says the design of commission arrangements may not deliver good outcomes to policyholders.

The regulator has found issues with information sharing between insurers and brokers, and in identifying target markets.

This is the first time the FCA has fined an audit firm.

The firms bought properties and rented them back to the sellers without FCA authorisation.

The e-book covers how the new regime will impact advisory firms, particularly in terms of new investment labels, their meaning, and the expectations placed on advisers.

James Tyler, of counsel, and Julia Steinhardt, associate at Peters & Peters, explore the recent climate-related enforcement investigation opened by the FCA and why the regulator is...

In a small number of cases, the FCA is instigating an independent and more detailed review of firms’ practices.

Rob Mason, director of regulatory intelligence at Global Relay, explores whether the FCA’s lack of action is breeding a feeling of complacency among regulated firms.