The Group has appointed membership from across the advice sector.
Related topic: FCA
The regulator has warned that the ‘clock is ticking’ on implementation of the second phase of Consumer Duty.
The regulator will publish updates on investigations as appropriate and be open about when cases have been closed with no enforcement outcome.
Almost a third of consumers who have heard of Consumer Duty feel they had received less clear financial advice in the last six months.
Chet Velani, managing director at EV, looks at the FCA’s upcoming thematic review of retirement income advice and why the review should act as a wake up call to advisers around...
The tests allow firms to identify further training opportunities for staff.
The regulator is requesting information from firms about delivery of their ongoing advice services and the Consumer Duty.
Huisamen signed off on financial promotions despite his own concerns about LCF’s strategy.
Eleanor Rowswell, partner, and Katy Ruddell, senior counsel at Farrer & Co, explore what the FCA’s probe into bullying, sexual harassment, and discrimination might mean for...
Andrew Gething, managing director at MorganAsh, explores the critical role technology and good data can play in meeting ongoing Consumer Duty requirements.