The regulator has decided on a £5.95m fine and industry ban for Nailesh Teraiya in latest cum-ex case.

The FCA is seeking to understand whether consumers most susceptible to harm are receiving good outcomes.

The tool provides a range of trusted partners for advisers.

The regulator has also banned a director and adviser at the firm.

The latest video discusses firms’ annual Consumer Duty reporting requirements.

The steps come in response to a super complaint from the Federation of Small Businesses.

Financial services companies operate in an increasingly regulated market – witness the new FCA Consumer Duty regulations. But that doesn’t mean reading out compliance...

The Group has appointed membership from across the advice sector.

The regulator has warned that the ‘clock is ticking’ on implementation of the second phase of Consumer Duty.

Tom Molloy, intermediary sales manager at Mansfield Building Society, says that in the new Consumer Duty environment, ensuring positive outcomes for self-build clients will require...