Related topic: FCA

Reynolds advised his customers to invest in high-risk and unsuitable products while at the same time hiding high exit fees and forging documents. 

A new FOI request reveals a market undergoing significant structural change, with DA application approvals plummeting by 75% between 2020 and 2024.

On another occasion, he used inside information to avoid a loss.

Ahmed Bawa, CEO of Rosemount Financial Solutions (IFA), says properly advised borrowing is a powerful safeguard in its own right, and as an industry we must be championing that...

Currie faces a default prison sentence of up to three years if he doesn't pay within three months.

The proposals aim to make it clearer how pensions perform, what they cost and the quality of service.

The company later went into liquidation due to a £1.5bn debt pile.

Simon Harrington, head of public affairs at the Personal Investment Management & Financial Advice Association (PIMFA), outlines some of the shortcomings of targeted support and...

The Financial Conduct Authority (FCA) has opened an enforcement investigation into The Claims Protection Agency Limited (TCPA), citing concerns about the firm’s advertising and...

Charlotte Allen, chief risk and compliance officer at Key Group, responds to the FCA’s announcement of the timetable for plans to help build a later life mortgage market fit for...