All Regulation Stories

Weak link unprotected protection warn
26th November 2019

The PRA has fined Citigroup’s UK operations £44 million for failings in their regulatory reporting governance and controls.

Weak link unprotected protection warn
14th November 2019

Over half of financial and accounting firms have not taken any precautions to become GDPR compliant, despite the regulation coming into force 18 months ago, according to a survey from document...

calendar time clock timer sand
8th November 2019

Paradigm Mortgage Services has launched a free Senior Managers and Certification Regime (SMCR) ‘Countdown’ document ahead of the 9th December deadline.

stop warn
28th October 2019

The Personal Investment Management & Financial Advice Association (PIMFA) has opposed the FCA's proposed ban on contingent charging, arguing that the "primary cause of poor pension transfer advice...

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