All Regulation Stories

Sebastian Murphy, group director at JLM Mortgage Services, says if Consumer Duty is to carry more regulatory weight, then it must shape behaviour across the entire mortgage and...

Safeguards were not applied to transactions involving more than 1.14 million new payees, with payments totalling approximately £6.9 billion.

Concerns of embarrassment, awkwardness and annoying customers are often perceived barriers to asking such questions.

The Tribunal found that it was appropriate for the FCA to impose penalties of £265,071 on Burdett and £47,600 on Goodchild.

Rathi also admitted "modest distress" risks from loosened mortgage lending rules in his latest interview.

The brokerage has introduced a new quality and compliance supervision team to elevate adviser support and safeguards.

The fine was imposed after Howson withdrew his challenge to the FCA’s decision. 

We spoke to Andrew Gething, managing director of MorganAsh, about the progress of financial services in embedding the principles of Consumer Duty, how firms can improve their...

The proposals would also introduce a new FCA permission regime for firms wishing to act as principal. 

Patrick Kyle, business development associate at LendInvest, explores how the role of the mortgage broker has evolved from a 'rate-finder' to a strategic consultant and outlines how...