Duncan Campbell, financial regulation senior associate, and Oliver Palmer, financial regulation managing associate at Linklaters, explain how firms can be equipped to assess their...
Related topic: Regulation
Andrew Gething, managing director at MorganAsh, says that while identifying vulnerable clients is an onerous requirement of Consumer Duty, just as important is what an adviser should...
Health insurers and pension providers are receiving the poorest reviews from customers.
The e-book covers how the new regime will impact advisory firms, particularly in terms of new investment labels, their meaning, and the expectations placed on advisers.
James Tyler, of counsel at Peters & Peters, explores the recent climate-related enforcement investigation opened by the FCA and why the regulator is likely to come under increasing...
In a small number of cases, the FCA is instigating an independent and more detailed review of firms’ practices.
Rob Mason, director of regulatory intelligence at Global Relay, explores whether the FCA’s lack of action is breeding a feeling of complacency among regulated firms.
But 42% believe that Consumer Duty will have a positive impact on the quality and range of products and services available
879 customers paid a total of £69.1m into bonds which have since defaulted.
159,000 mortgage holders have extended their term or switched to temporarily paying interest-only.
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