The new solution helps firms to comply with the FCA’s ‘3-Day Rule’.
Related topic: Regulation
The regulator says the design of commission arrangements may not deliver good outcomes to policyholders.
The regulator has found issues with information sharing between insurers and brokers, and in identifying target markets.
This is the first time the FCA has fined an audit firm.
With the first FCA review of the treatment of vulnerable customers due at the end of 2024 Jonathan Barrett, CEO of Comentis, asks Richard Turnbull, managing director at Collegiate...
The new framework aims to shift the focus from costs to long term value.
The firms bought properties and rented them back to the sellers without FCA authorisation.
75% of financial advisers say serving small clients is becoming a significant challenge.
The regulator wants to identify rules which could be removed or simplified if they overlap with the Consumer Duty.
Rory Joseph and Sebastian Murphy, directors at JLM Mortgage Services, explore how the Consumer Duty has presented both challenges and opportunities for smaller mortgage advisory...
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