A review by the FCA has found that challenger banks need to improve how they assess financial crime risk, with some failing to adequately check their customers’ income and...

A review by the FCA has found that challenger banks need to improve how they assess financial crime risk, with some failing to adequately check their customers’ income and...
The FCA has stopped David Stock & Co (DS&C), a firm that advised on transfers from the British Steel Pension Scheme (BSPS), disposing of assets without FCA permission.
The FCA has finalised rules requiring listed companies to report information and disclose against targets on the representation of women and ethnic minorities on their boards and...
The directors behind Avacade, Craig Lummis and Lee Lummis, have been granted permission to appeal against their disqualification case.
Last month, the insurance market Lloyd’s of London issued a £1m fine – the largest fine ever in its centuries-long history – to one of its member firms Atrium...
Advisers face a 5.2% increase in their FCA fees over the next year, according to the regulator's latest proposals.
The FCA has appointed two new directors of authorisations as it fills 95 new authorisation roles. A new finance director will also join the regulator this spring.
The FCA has published proposals for a compensation scheme for former members of the British Steel Pension Scheme (BSPS) who received unsuitable advice to transfer out of the fund.
The FCA has fined asset manager GAM International Management £9,103,523 for "failing to conduct its business with due care and attention and failing to adequately manage...
New research from Picus Security has revealed a large rise in cyber incidents reported to the FCA.
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