Related topic: Regulation

The FCA's new rules on non-financial misconduct will require firms to strengthen how they assess employee conduct and risk.

Daryl Dylan directed two companies which were used to move more than £1.6 million to connected companies through unauthorised overdrafts in 2021.

Understanding consumer outcomes is about more than collecting data or producing reports, the FCA has reiterated.

The regulator alleges the pair "failed to act with honesty and integrity" in their roles at AFL Insurance Brokers.

The FCA amended MAA rules last summer to make it easier to remortgage to a new lender.

Rory Spillman, partner, Duncan Grieve, partner, and Adriano Stagni, associate at Signature Litigation, explore how the FCA giving itself the power to impose bigger fines on individuals...

The Plain Numbers Method focuses on presenting numbers clearly and putting them in an understandable context, better supporting those with low numeracy and dyscalculia.

TFAS says some firms may be uncertain how robust their evidence base is, with the FCA suggesting that there may be governance gaps in many board reports.

The drop in enforcement activity coincides with growing evidence that mortgage fraud is both increasing and becoming harder to detect.

Will Hale, CEO of Key Equity Release, says advice processes and philosophies have not evolved with product innovation in later life lending, nor adjusted to the new realities of...