Related topic: Regulation

Oliver Blower, CEO of VoxSmart, says that under the FCA's new non-financial misconduct rules, serious misconduct can now become a regulatory issue as well as an HR one - but how can...

77% of advisers are only generally aware, or not aware at all, of technology that can automatically evidence Consumer Duty compliance.

Thomas earned more than £173,000 in fees for providing unauthorised advice.

The changes aim to ensure mutuals can access the same tailored regulatory support as other growing firms.

The scheme helped clients bypass UK visa rules.

Taylor falsified documents claiming to be the owner of a bond portfolio worth approximately €200m.

Mark Wood, chairman of Everest Funeral Concierge UK, explores the FCA’s review into how investment platforms, advisers and wealth managers support bereaved customers and why its...

In Wales, holiday lets that aren’t booked for a minimum of 182 days are usually treated as domestic second homes, which can result in council tax premiums of up to 300%.

Other changes include a new registration stage to ensure cases are within scope and ready to be investigated.

The regulator says firms need to "clearly demonstrate" that they can comply with money laundering regulations and should expect registration applications to take longer.