Nearly half expect profits to drop due to complying with the new rules.
Related topic: Regulation
The new guidance will also help firms prepare for the FCA’s examples of good and bad practice, which are expected to be published over the coming weeks.
Stuart Wilson is Chairman of Air Club, discusses how advisers should consider vulnerability in light of the new Consumer Duty rules.
New scheme finalised for those who have complaints about the regulators.
New documentation includes a pack for protection and insurance, annual review email templates, sales aids and pre-approved marketing templates.
Commercial lawyer and regulatory specialist Chris Croft from Bellevue Law addresses the questions advisers in the financial sector need to answer to be compliant with the FCA's new...
The regulator’s findings come only days away from the introduction of the Consumer Duty.
With less than a week to go until the Consumer Duty changes come into effect on the 31st July, Karan Kapoor, global head of regulatory and risk consulting at technology and consulting...
Majority of IFAs think FCA has been unclear (70%), unhelpful (66%) and unresponsive (62%) in the build up.
The PRA judged that the firms’ risk management oversight and practices fell "well below the regulatory standards required".
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